OUR BLOG

19 Aug 18

Is CBD illegal to possess

CBD or cannabidiol is becoming increasingly popular because it can naturally treat numerous chronic conditions. Many states have legalized CBD including Kentucky, Colorado and California. This makes the legality complicated because different states currently have… Read More

17 May 18

FINRA Regulatory Defense Lawyers

Understanding FINRA and the Impact on the Securities Industry The Financial Industry Regulatory Authority (FINRA) is charged with the responsibility of monitoring and overseeing the function of brokers and securities firms within the United States…. Read More

16 May 18

FINRA Investigations Defense Lawyer

Financial Industry Regulatory Authority (FINRA) Investigations Every investor and broker in America usually does their best to follow the rules and regulations set forth by the industry and United States law. Sometimes, though, things don’t… Read More

15 May 18

CFTC Investigation Enforcement Attorneys

The United States Commodity Future Trading Commission (CFTC) Division of Enforcement is responsible for the investigation and prosecution of any violation that it sees violating the Commodity Exchange Act and CFTC regulations. It’s important that… Read More